The SFC is conducting a survey to collect information on asset and wealth management activities in Hong Kong for regulatory and market facilitation purposes. This survey aims to provide the SFC with valuable insights into the state of the asset and wealth management industry in Hong Kong. For those licensed corporations which had gross operating income derived from asset management, giving advice on funds/portfolios or private banking / private wealth management during the year of 2022 need to complete the whole Asset and Wealth Management Activities Survey 2022 (the “AWMAS”) through the online submission system on or before 21 April 2023. Corporations that did not engage in any of the activities covered in the survey during 2022 need to fill in the part of General Information in the questionnaire.
resource: https://apps.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=23EC6