Circular to Management Companies of SFC-authorised Exchange Traded Funds (“ETFs”) – List of Potential Events Triggering Ongoing Disclosure

This circular outlines the obligations of management companies of SFC-authorised Exchange Traded Funds (ETFs) to provide shareholders with reasonable prior notice or information about the scheme to enable them to appraise its position. It also outlines the rules governing the listing of securities on the Hong Kong Stock Exchange (HKEX) and the need for the scheme to inform the Exchange of any other information necessary to avoid false market formation.



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