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The HKMA has taken disciplinary action against CA Indosuez (Switzerland) SA, Hong Kong Branch (CAHK) [...]
The SFC has initiated legal proceedings against First Credit Finance Group Limited and its former [...]
The SFC has initiated legal proceedings against AMTD Global Markets Limited and its former executives [...]
The IA has taken disciplinary action against two former insurance agents who used false academic [...]
The SFC has reprimanded and fined Lion Futures Limited (LFL) $2.8 million for regulatory breaches [...]
The SEHK has taken disciplinary action against Sun Cheong Creative Development Holdings Limited and eight [...]
The SFC has obtained court orders against Mr. Tse On Kin, the former chairman of [...]
The SFC has initiated legal proceedings in the Court of First Instance under section 214 [...]
HKEX has issued a Director Unsuitability Statement against Mr Huang Sheng Lan, a non-executive director [...]
The trial date has been set by the Eastern Magistrates’ Court for Ms. Christine Yeung [...]
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