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12 May 2021 The Market Misconduct Tribunal (MMT) has fined China Medical & HealthCare Group [...]
[Enforcement] 7 Apr 2021 The Market Misconduct Tribunal (MMT) has sanctioned two former executives of [...]
19 Mar 2021 The Securities and Futures Commission (SFC) will waive the annual licensing fees [...]
(1) FATF Statement on High-Risk Jurisdictions subject to a Call for Action Further to our [...]
22 Feb 2021 The SFC has reprimanded Brilliance Asset Management Limited (Brilliance) and fined it [...]
9 Feb 2021 The Securities and Futures Commission (SFC) has issued restriction notices to Enlighten [...]
3 Feb 2021 The Market Misconduct Tribunal (MMT) has ordered that Ms Li Yik Shuen [...]
21 Jan 2021 HKMA published today (21 January 2021) a report titled “AML/CFT Regtech: Case [...]
10 Jan 2021 Hong Kong Exchanges and Clearing Limited (HKEX) notes the decision to delist [...]