Category Archives: Regulatory Updates

Companies Registry to resume normal public services starting from September 15

11 Sep 2020 To align with the announcement by the Government yesterday (September 10) to [...]

14
Sep
Changes to the open-ended fund companies regime take effect

11 Sep 2020 The SFC today announced that amendments to the Code on Open-ended Fund [...]

14
Sep
Insurance Authority consults on the proposed Insurance (Special Purpose Business) Rules

4 Sep 2020 The Insurance Authority launched a six-week public consultation on the draft Insurance [...]

07
Sep
SFC concludes consultation on changes to the open-ended fund companies regime and further consults on customer due diligence requirements

2 Sep 2020 The SFC today released consultation conclusions on enhancements to the open-ended fund [...]

04
Sep
Exchange publishes consultation conclusion on codification of general waivers and principles relating to IPOs and listed issuers and minor rule amendments

28 Aug 2020 The Stock Exchange of Hong Kong Limited today published conclusions to its [...]

01
Sep
Applications for new licences by insurance agents and their technical representatives, licensed insurance brokers and their technical representatives who are deemed licensees

25 August 2020 When the Insurance Authority took over the direct supervision and regulation of [...]

26
Aug
Hong Kong’s asset and wealth management business reports strong growth in 2019

25 August 2020 The SFC latest Asset and Wealth Management Activities Survey found that the [...]

26
Aug
Insurance Authority office reopens to the public from 24 August

22 August 2020 The IA today announced that its office will reopen to the public [...]

26
Aug
Exchange Publishes Chapter 37 Consultation Conclusion and Guidance on Disclosures in Listing Documents and Continuing obligations under Chapter 37

21 August 2020 The Exchange received 22 responses from a broad range of respondents.  The [...]

26
Aug
Latest arrangements for Companies Registry’s public services starting from 24 August

21 August 2020 Starting from 24 August, the Companies Registry will reopen the Public Search [...]

26
Aug