CEO | Managing Principal
Luke has over 20 years of working experience in the financial service sector, focusing in compliance for stock and derivatives, corporate finance, commodity, and wealth management. He started his career working at the Listing Division and Derivatives Product Development Division of HKEx. He progressively moved on to senior management in compliance departments of various banks and securities firms, including Prudential-Bache, HSBC, UBS, Natixis, and Standard Chartered Bank. With his extensive experience in compliance, he is dedicated to provide comprehensive advice for clients and to promote the importance of compliance in the financial sector.